Broker-Dealer Regulatory Reporting Specialist Job at Phaxis, New York, NY

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  • Phaxis
  • New York, NY

Job Description

A financial services firm is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role involves ensuring compliance with broker-dealer regulatory reporting, focusing on net capital, customer reserves, and FOCUS reporting. The ideal candidate should possess over 5 years of experience in regulatory reporting. Strong knowledge of Financial Responsibility Rules is essential. This position reports to the Head of Regulatory Reporting. #J-18808-Ljbffr Phaxis

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